Bank of America, Consumer Bureau, SEC Revolving Door, Audits: Compliance - Bloomberg
Wed, 13 Jul 2011 11:15France's financial-markets regulator fined Belvedere SA (BVD) Chief Executive Officer Jacques Rouvroy 100000 euros ($140000) by for manipulating the company's share price. Belvedere, its Sobieski and Polmos Lancut units, and Rouvroy's Financiere du ...
New University Holdings Corp. Provides Update on Proposed Qualifying Transaction - MarketWatch (press release)
Tue, 05 Jul 2011 22:59Each Compensation Option is exercisable to acquire one common share of Finco at a price of C$0.64 any time on or prior to April 28, 2014 and will ultimately be exchanged for one NU Compensation Option (as defined below), concurrently with the closing ...
Being Goldman Sachs's Brains May Make Viniar Irreplaceable CFO - Bloomberg
Fri, 08 Jul 2011 21:00Under US Securities and Exchange Commission rules, Smith already qualifies as one of Goldman Sachs's 12 “executive officers” who are required to file reports with the SEC about any stock purchases or sales. Beshel's role doesn't require her to make ...